May 05, 2014
Supreme Court Resolves Circuit Split on Calculating Restitution in Mortgage Fraud Case
In Robers v. United States
(No. 12-9012), issued today, the Supreme Court concluded that in a mortgage fraud case, the Mandatory Victims Restitution Act requires "a sentencing court [to] reduce the restitution amount by the amount of money the victim received in selling the collateral, not the value of the collateral when the victim received it."
The Court was interpreting a provision of the Mandatory Restitution Act of 1996 stating that when return of the property lost by the victim is "impossible, impracticable, or inadequate," the offender must pay the victim "an amount equal to . . . the value of the property" less "the value (as of the date the property is returned) of any part of the property that is returned." The question before the Court was whether "any part of the property" is "returned" when a victim takes title to collateral securing a loan that an offender fraudulently obtained from the victim.
Robers had been convicted of wire fraud for submitting fraudulent loan applications to banks for the purchase of two houses. After he failed to make loan payments, the banks foreclosed on the mortgages, took title of the houses, and subsequently sold them in a down market. The sentencing court ordered Robers to pay restitution in the amount the banks loaned to him, less the sum the banks received from the sale of the houses. On appeal, Robers argued that the sentencing court should have reduced the restitution amount by the value of the houses at the time the banks took title to them, which was higher than the price for which the houses sold. In a brief opinion, the Supreme Court upheld the Court of Appeals' decision rejecting Robers' argument, resolving a split among the Circuits.
For more on the opinion, see this SCOTUSblog post
April 28, 2014
Supreme Court to Consider the Definition of a "Tangible Object" Under the Anti-Shredding Provision of the Sarbanes-Oxley Act
Today, the Supreme Court granted cert in Yates v. United States
(No. 13-7451). The petitioner, a commercial fisherman, was charged and convicted under 18 U.S.C. § 1519, the "anti-shredding" provision of the Sarbanes-Oxley Act of 2002, which makes it a crime for anyone who "knowingly alters, destroys, mutilates, conceals, covers up, falsifies, or makes a false entry in any record, document, or tangible object" with the intent to impede or obstruct an investigation. The government prosecuted Yates under this statute for destroying purportedly undersized, harvested fish from the Gulf of Mexico. The question presented in the case is whether Yates "was deprived of fair notice that destruction of fish would fall within the purview of 18 U.S.C. § 1519, where the term 'tangible object' is ambiguous and undefined in the statute, and unlike the nouns accompanying 'tangible object' in section 1519, possesses no record-keeping, documentary, or informational content or purpose."
April 24, 2014
DOJ Announces Criteria for Clemency Applications
Yesterday, DOJ announced "six criteria the department will consider when reviewing and expediting clemency applications from federal inmates." Read DOJ's full press release
April 24, 2014
Supreme Court Issues Opinions on Restitution to Child Pornography Victims, and AEDPA Limitations
Yesterday, the Court issued opinions in Paroline v. United States
(No. 12-8561) and White v. Woodall
, the Court held that restitution is proper in child pornography cases "only to the extent the defendant's offense proximately caused a victim's losses." The Court rejected the contention that any one defendant is responsible for the entire loss amount. Instead, trial courts "should order restitution in an amount that comports with the defendant's relative role in the causal process that underlies the victim's general losses." For more on the opinion, see this SCOTUSblog post
, the Court reversed the decision of the Sixth Circuit affirming the district court's grant of habeas relief. Woodall had raised a Fifth Amendment claim based on the state trial court's refusal to grant his request for a no-adverse-inference instruction during the punishment phase of his capital trial. The Kentucky Supreme Court affirmed. The district court and the Sixth Circuit concluded that the Kentucky Supreme Court's decision was an unreasonable application of clearly established federal law under AEDPA. In reversing, the Supreme Court held that the Sixth Circuit had "disregarded the limitations of 28 U.S.C. 2254(d) -- a provision of law that some federal judges find too confining, but that all federal judges must obey." For more on the opinion, see this SCOTUSblog post
April 22, 2014
Supreme Court to Determine Whether Possession of Short-Barreled Shotgun Is an ACCA Violent Felony; and Whether a Mistake of Law Can Justify a Traffic Stop. Court Also Upholds a Traffic Stop Based on a 911 Report of Reckless Driving.
Yesterday, the Supreme Court granted cert in an ACCA case, Johnson v. United States
(No. 13-7120) and a traffic stop case, Heien v. North Carolina
(13-604). In addition, earlier today the Court issued an opinion in another traffic stop case, Navarette v. California
, the question presented is whether mere possession of a short-barreled shotgun should be treated as a violent felony under the Armed Career Criminal Act. The Eighth Circuit had ruled that the prior offense qualified as a violent felony under ACCA's residual clause. Heien
raises whether a police officer's mistake of law can provide the individualized suspicion that the Fourth Amendment requires to justify a traffic stop. Police had stopped petitioner's car after noticing that one of the brake lights was out, but North Carolina law requires only one working brake light.
the police had stopped petitioner on the basis of a 911 call reporting that a car had run the caller off the road. The question presented for the Court was whether the Fourth Amendment requires an officer who receives an anonymous tip regarding a drunken or reckless driver to corroborate dangerous driving before stopping the vehicle. In a 5-4 decision, the Court held that "the stop complied with the Fourth Amendment because, under a totality of the circumstances, the officer had reasonable suspicion that the driver was intoxicated." In a dissenting opinion, Justice Scalia countered that the majority was establishing a disturbing new rule: "So long as the caller identifies where the car is, anonymous claims of a single instance of possibly careless or reckless driving, called in to 911, will support a traffic stop."
April 11, 2014
Sentencing Commission Votes to Adjust the Drug Quantity Table Down by 2 Levels
Yesterday, the Sentencing Commission voted on various amendments to the guidelines, including an amendment to adjust the Drug Quantity Table down by 2 levels. The amendments will be submitted to Congress by May 1, 2013, and, barring Congressional action, they will take effect November 1, 2014.
The amendment to the drug guidelines does not address retroactivity. The Commission will publish an issue for comment on retroactivity
, with comments due in June, 2014.
Practitioners should consider using yesterday's vote on the drug guidelines to argue for a variance or continuance starting immediately. As noted in this Latest News Post
, last month DOJ directed "prosecutors not to object if defendants in court seek to have the [then] newly proposed [drug] guidelines applied to them during sentencing."
For more on all of the amendments on which the Commission voted, including drugs, read this Summary of 2014 Guideline Amendments
by Sentencing Resource Counsel. The full text of the amendments is available in this Reader-Friendly Version
March 27, 2014
Supreme Court Rules on What Constitutes a "Misdemeanor Crime of Domestic Violence” Under 18 U. S. C. §922(g)(9)
Yesterday, the Supreme Court issued an opinion in United States v. Castleman
(No. 12-1371), in which it held that Castleman's prior Tennessee conviction for "intentionally or knowingly caus[ing] bodily injury to" the mother of his child qualified as a "misdemeanor crime of domestic violence" under 18 U. S. C. §922(g)(9).
Writing for the majority, Justice Sotomayor first pointed to the legislative history of the statue, noting that Congress sought to close a loophole in the gun laws: "While felons had long been barred from possessing guns, many perpetrators of domestic violence are convicted only of misdemeanors." Turning to the definition of "misdemeanor crime of domestic violence" in the statute, the Court focused on the requirement that such an offense have as an element "the use or attempted use of physical force."
In interpreting "physical force" the Court applied the common-law definition "namely, offensive touching," and concluded that such a definition "fits perfectly" in cases involving convictions for common-law battery, such as Castleman's.
The majority relied on Johnson v. United States
, 559 U.S. 133 (2010) in support of its conclusion. In Johnson
, the Court addressed the "force clause" in the ACCA's definition of "violent felony," which defines a "violent felony" as an offense that has "as an element the use, attempted use, or threatened use of physical force." The Court held that the force in that clause must be "violent force," that is, "force capable of causing physical pain or injury to another person." Addressing a prior battery conviction, the Court held that the common-law element of "force" in the crime of battery, which can be the slightest offensive touching, does not fit with the kind of "violent force" Congress had in mind in enacting the ACCA.. As a result, generic battery is not a "violent felony" for purposes of the ACCA. Because the intent behind the enactment of ACCA differed from the intent underlying §922(g)(9), the Castleman majority reasoned that the common-law meaning of force should apply in interpreting the latter.
For more on the opinion, see this SCOTUSblog post
March 13, 2014
Holder Supports Commission's Proposed Reduction in Drug Quantity Table and Directs Prosecutors Not to Object to Requests for Application of the Proposed Drug Guidelines in Current Sentencings
At today's public hearing before the Sentencing Commission, Attorney General Holder voiced his support of the Commission's proposal to reduce the drug quantity table by 2 levels. See this DOJ press release
for the text of Holder's testimony, as prepared for delivery. According to the DOJ press release, until the Commission votes on the proposal, "the Justice Department will direct prosecutors not to object if defendants in court seek to have the newly proposed guidelines applied to them during sentencing." The DOJ submitted written comments
on these and other proposed guidelines.
March 06, 2014
Supreme Court Determines What Is Needed to Show Aiding and Abetting of an 18 U.S.C. § 924(c) Offense
Yesterday, the Supreme Court decided Rosemond v. United States
(No. 12-895), addressing what constitutes aiding and abetting the use or carrying of a firearm during and irelation to any crime of violence or drug trafficking crime under 18 U.S.C. § 924(c). In an opinion authored by Justice Kagan, the Court held, "[T]he Government makes its case by proving that the defendant actively participated in the underlying drug trafficking or violent crime with advance knowledge that a confederate would use or carry a gun during the crime’s commission. We also conclude that the jury instructions given below were erroneous because they failed to require that the defendant knew in advance that one of his cohorts would be armed."
For an analysis of the opinion see this SCOTUSblog post
February 26, 2014
Supreme Court Issues Opinions on Warrantless Search of Premises, Pre-Trial Restraint on Forfeitable Property, and Crime of Reentering a Miltiary Installation
This week, the Supreme Court issued opinions in Fernandez v. California
(No. 12-7822 ) (limiting the exception to the rule permitting warrantless searches of jointly occupied premises upon consent of one of the occupants); Kaley v. United States
(No. 12-464) (permitting the pre-trial restraint on an indicted defendant's forfeitable property without a post-indictment judicial finding of probable cause), and United States v. Apel
(No. 12-1038) (interpreting the term "military installation" under 18 U.S.C. §1382).
, the Court limited the application of Georgia v. Randolph
, which had held that the consent of one occupant is insufficient to authorize the police to search a premises without a warrant if another occupant is present and objects to the search. The majority refused to extend this rule to Fernandez's case: "Our opinion in Randolph
took great pains to emphasize that its holding was limited to situations in which the objecting occupant is physically present. We therefore refuse to extend Randolph
to the very different situation in this case, where consent was provided by an abused woman well after her male partner had been removed from the apartment they shared." For more on the facts and reasoning of the opinion, see this opinion analysis
and this commentary
The Court in Kaley
addressed the extent to which a criminal defendant can challenge the pre-trial seizure of forfeitable assets under 21 U. S. C. §853(e). The defendants argued that they should be able to challenge the grand jury's finding of probable cause underlying the asset freeze, because they otherwise could not afford to retain their counsel of choice. The Court rejected that argument. Justice Kagan, for the majority, wrote: "In United States v. Monsanto
, 491 U.S. 600, 615 (1989), we approved the constitutionality of [an order freezing assets] so long as it is 'based on a finding of probable cause to believe that the property will ultimately be proved forfeitable.' And we held that standard to apply even when a defendant seeks to use the disputed property to pay for a lawyer."
"The Kaleys little dispute that proposition; their argument is instead about who should have the last word as to probable cause. A grand jury has already found probable cause to think that the Kaleys committed the offenses charged; that is why an indictment issued. No one doubts that those crimes are serious enough to trigger forfeiture. Similarly, no one contests that the assets in question derive from, or were used in committing, the offenses . . . . The only question is whether the Kaleys are constitutionally entitled to a judicial re-determination of the conclusion the grand jury already reached: that probable cause supports this criminal prosecution . . . . And that question, we think, has a ready answer, because a fundamental and historic commitment of our criminal justice system is to entrust those probable cause findings to grand juries."
For an analysis of the opinion see this SCOTUSblog post.
In Apel, the Court held that for the purposes of 18 U.S.C. § 1382, which makes it a crime to re-enter a “military installation” after having been ordered not to do so, a portion of an Air Force base that contains a designated protest area and an easement for a public road qualifies as a “military installation.” The Court did not address whether the statute would be unconstitutional as applied to the protester in this case. For an analysis of the opinion see this SCOTUSblog post.
January 28, 2014
Supreme Court Rejects Drug Trafficking Sentencing Enhancement Where Defendant's Drug Sale Was Not the But-For Cause of User's Death
In Burrage v. United States
, decided yesterday, the Supreme Court unanimously held that the government must prove but-for causation under 21 U.S.C. § 841(b)(1)(C) in order to trigger the 20-year mandatory minimum and increased statutory maximum for drug trafficking when "death or serious bodily injury results from the use" of the drug. The Court reversed Burrage's conviction for distributing heroin with "death resulting," as the government conceded that there is "no evidence that [the victim] would have lived but-for his heroin use." For an analysis of the opinion, see this SCOTUSblog post
January 21, 2014
Supreme Court to Hear Cell Phone Search Cases
On January 17th the Supreme Court granted certiorari in two cases, United States v. Wurie
(No. 13-212) and Riley v. California
(No. 13-132), to address the constitutionality of a warrantless search of a cell phone at the time of arrest. For more on these cases, see this SCOTUSblog post
January 10, 2014
Sentencing Commission Proposes Guideline Amendments That Include Reducing the Drug Quantity Table by 2 Levels
Yesterday, the United States Sentencing Commission voted to publish proposed guideline amendments, including possible reductions to the guidelines levels for drug trafficking offenses and a proposed amendment addressing the implementation of the Violence Against Women Act. A public hearing on the proposed amendments will be held on March 13, 2014. Read the Commission's press release
and the text of the proposed amendments
for more information.
December 20, 2013
President Commutes 8 Sentences; Makes Strong Statement on Need for Legislative Reform
Yesterday, the President commuted the sentences of 8 men and women, and made this Statement on Clemency:
Three years ago, I signed the bipartisan Fair Sentencing Act, which dramatically narrowed the disparity between penalties for crack and powder cocaine offenses. This law began to right a decades-old injustice, but for thousands of inmates, it came too late. If they had been sentenced under the current law, many of them would have already served their time and paid their debt to society. Instead, because of a disparity in the law that is now recognized as unjust, they remain in prison, separated from their families and their communities, at a cost of millions of taxpayer dollars each year.
Today, I am commuting the prison terms of eight men and women who were sentenced under an unfair system. Each of them has served more than 15 years in prison. In several cases, the sentencing judges expressed frustration that the law at the time did not allow them to issue punishments that more appropriately fit the crime.
Commuting the sentences of these eight Americans is an important step toward restoring fundamental ideals of justice and fairness. But it must not be the last. In the new year, lawmakers should act on the kinds of bipartisan sentencing reform measures already working their way through Congress. Together, we must ensure that our taxpayer dollars are spent wisely, and that our justice system keeps its basic promise of equal treatment for all.
December 13, 2013
Supreme Court to Hear Case on Proof Needed for Bank Fraud Conviction
The Supreme Court today granted certiorari in Loughrin v. United States
(No. 13-316), to decide whether the government must prove that the defendant intended to defraud a bank and expose it to risk of loss in every prosecution under 18 U.S.C. § 1344. For more on the case see this SCOTUSblog post
December 12, 2013
Supreme Court Permits Government's Use of Court-Ordered Psychological Exam to Rebut Evidence of Defendant's Mental State
Yesterday, the Supreme Court issued an opinion in Kansas v. Cheever
, holding that the Fifth Amendment does not prohibit the government from introducing evidence from a court-ordered mental evaluation of a criminal defendant to rebut that defendant’s presentation of expert testimony in support of a defense of voluntary intoxication. For more on the opinion see this SCOTUSblog post
December 06, 2013
Report Shows How Prosecutors Force Drug Defendants to Plead Guilty by Threatening Harsh Mandatory Sentences
Human Rights Watch has issued a 126-page report, An Offer You Can't Refuse: How US Federal Prosecutors Force Drug Defendants to Plead Guilty
. The report details how prosecutors throughout the United States extract guilty pleas from federal drug defendants by charging or threatening to charge them with offenses carrying harsh mandatory sentences and by seeking additional mandatory increases to those sentences.
November 27, 2013
Amendment to Fed. R. Crim. P. 11(b)(1) Implements Padilla Holding
Effective December 1, 2013, an amendment to Federal Rule of Criminal Procedure 11(b)(1) will require that, before accepting a plea of guilty or nolo contendere, the court advise the defendant, and ensure that he understands, that "if convicted, a defendant who is not a United States citizen may be removed from the United States, denied citzenship, and denied admission to the United States in the future." Fed. R. Crim. P. 11(b)(1)(O). See Amendments to the Federal Rules of Criminal Procedure
for more information.
October 22, 2013
Supreme Court to Address Application of Atkins v. Virginia, and Restitution for Mortgage Fraud
Yesterday, the Supreme Court granted cert in Hall v. Florida
(No. 12-10882) and Robers v. United States
(No. 12-9012). The question presented in Hall
is whether the Florida scheme for identifying mentally retarded defendants in capital cases violates Atkins v. Virginia
. In Robers
the Court will address whether a defendant – who has fraudulently obtained a loan and thus owes restitution for the loan under 18 U.S.C. § 3663A(b)(1)(B) – returns “any part” of the loan money by giving the lenders the collateral that secures the money. For more on these cases see this SCOTUSblog post
and this Sentencing Law & Policy post
October 15, 2013
Supreme Court Grants Cert in Straw Purchase of Firearm Case
The Supreme Court today granted certiorari in Abramski v. United States
(No. 12-1493) to decide (1) whether a gun buyer’s intent to sell a firearm to another lawful buyer in the future is a fact “material to the lawfulness of the sale” of the firearm under 18 U.S.C. § 922(a)(6); and (2) whether a gun buyer’s intent to sell a firearm to another lawful buyer in the future is a piece of information “required . . .to be kept” by a federally licensed firearm dealer under Section 924(a)(1)(A).