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CRACK COCAINE SENTENCING

INTRODUCTION
Over the past several years some progress has been made in reducing the harsh sentences for crack cocaine offenses. Most recently, on August 3, 2010 the Fair Sentencing Act of 2010 (FSA) was signed into law, reducing to approximately 18 to 1 the sentencing ratio amount of powder cocaine versus crack cocaine that triggers the same penalty. The legislation also eliminates the mandatory minimum for simple possession of crack. The Sentencing Commission has promulgated amendments implementing the directives of the Act.

The resources on this page help explain the new law and applicable sentencing guidelines. In addition, you will find information on prior actions by the Sentencing Commission addressing crack/powder cocaine sentencing disparity, and reports and testimony useful when arguing for non-guidelines sentences in crack cases.

FAIR SENTENCING ACT OF 2010
  • Significant Provisions of the FSA: On August 3 the Fair Sentencing Act of 2010 took effect, reducing sentences for crack cocaine offenses. Significant provisions include:

    • Twenty-eight grams of crack cocaine will now trigger a five-year mandatory minimum prison sentence, and 280 grams of crack will trigger a mandatory minimum ten-year sentence.
    • The five-year mandatory minimum for simple possession of crack cocaine has been eliminated.
    • Based on the new mandatory minimums, the 100 to 1 sentencing ratio has been reduced to about 18 to 1
    • Penalties for what are deemed serious cases have increased.
    • Application to pre-enactment conduct: On its face, the FSA is silent on the issue of whether the Act applies to pre-enactment conduct; however, in numerous cases, defendants have argued successfully that the FSA does apply in all sentencings that occur after the FSA's enactment date, even if the offense conduct took place prior to that date. Favorable decisions on this issue include U.S. v. Douglas (1st Cir. May 31, 2011), U.S. v. Dixon (3d Cir. Aug. 9, 2011), and additional cases cited in this list compiled by Sentencing Resource Counsel. After initially opposing application of the FSA to post-enactment sentences for pre-enactment conduct, the government reversed course. On July 15, 2011 Attorney General Eric Holder issued a memo to all federal prosecutors stating that "the law requires the application of the Act's new mandatory minimum sentencing provisions to all sentencings that occur on or after August 3, 2010, regardless of when the offense conduct took place." See Holder Memo (7/15/11) (7/15/11). Notwithstanding the issuance of the Holder memo, the Eighth and Seventh Circuits have refused to reconsider contrary decisions in light of the government’s change in position. (See U.S. v. Holcomb (7th Cir. Aug. 24, 2011)). On November 28, 2011, the Supreme Court granted certiorari to consider this issue in two cases consolidated for argument, Hill v. U.S. (No. 11-5721) and Dorsey v. U.S. (No. 11-5683). Because the government agrees that the judgments below should be reversed, the Court has appointed amicus curiae to argue in support of the judgments. See Additional Resources section below for more on this issue.
  • Sentencing Guidelines Implementing the FSA: To implement the directives set forth in the FSA, the Sentencing Commission promulgated a temporary emergency amendment of the sentencing guidelines, which took effect on November 1, 2010 and is published in the Supplement to the Federal Sentencing Guidelines Manual and Appendices (2010) The amendment does the following:

    • Keys the FSA's new mandatory minimum levels to base offense levels of 26 and 32, rather than the pre-amendment levels of 24 and 30.

    • Adds a series of aggravating factors for all drug types. Enhancements include a 2-level increase if the defendant used, threatened or directed the use of violence; bribed or attempted to bribe a law enforcement officer; or maintained a premises to distribute or manufacture drugs. The amendment also includes a 2-level increase if "the defendant received an adjustment under 3B1.1 (Aggravating Role) and the offense involved 1 or more [super-aggravating] factors." For more on these enhancements see Deconstructing the New Guideline Enhancements Implemented in Response to the Fair Sentencing Act of 2010.

    • For defendants with a minimal role in the offense, the amendment provides for a cap of 32 on the base offense level, and a 2-level reduction for defendants who have minimal knowledge of the offense, did not profit from it and were motivated by, among other things, fear or family pressure.

    On April 6, 2011, the Sentencing Commission promulgated a permanent amendment implementing the directives of the FSA. The Commission sent the amendment to Congress on May 1, 2011 and, absent Congressional action, the amendment as written will take effect on November 1, 2011. The permanent amendment re-promulgates the temporary emergency amendment without change, except for the new Application Note 28 (relating to the new enhancement for maintaining a premises). The Commission has voted to apply the amendment retroactively, setting November 1, 2011 as the effective date of retroactivity. See this press release and the Reader-Friendly Text of the Retroactivity Amendment for further information.

2007 CRACK COCAINE GUIDELINE AMENDMENTS
  • Overview: On November 1, 2007, the Commission amended the crack guidelines, lowering the penalties for most crack cocaine offenses in USSG §2D1.1 by two levels. On December 11, 2007, the Commission voted to make the amended guidelines retroactive to cases sentenced before November 1, 2007, with an effective date of March 3, 2008. The Commission also significantly modified USSG §1B1.10, which addresses the retroactive application of amendments. Through an amendment effective May 1, 2008 (Amendment 715), the Commission further modified USSG §2D1.1, revising the way in which combined offense levels are determined in cases involving crack and other drugs. The amendment, which was also made retroactive, provides that 1 gram of cocaine base equals 20 kilograms of marijuana and provides for a two-level reduction in the combined offense level for polydrug cases unless certain exceptions apply.

    Note that the Commission has since undone many of these changes with its promulgation of the 2010 FSA guideline amendment (see above on this page).
  • Mathematical Anomalies Resulting from Drug Equivalency and Quantity Tables: When the USSC amended the crack cocaine guideline to reduce the base offense levels in November 2007, two separate types of mathematical anomalies resulted: (1) within range-anomalies and differing ratios between crack and powder cocaine in the drug quantity table; and (2) false equivalencies in poly-drug cases resulting from a new crack-to-marijuana equivalency table, resulting in base offense levels no different than pre-amendment levels. The first of these anomalies remains; see this summary for further discussion. With Amendment 715, effective May 1, 2008, the Commission remedied the second of these anomalies (see Remedy to False Equivalencies in Poly-Drug Cases for further detail).

NOTABLE TESTIMONY, MEMOS AND REPORTS
  • Testimony of Assistant United States Attorney General Lanny Breuer Supporting Elimination of Crack/Powder Disparity (April 30, 2009)
    In testimony before the Senate Judiciary Subcommittee on Crime and Drugs, Assistant United States Attorney General Lanny Breuer declared that "Congress's goal should be to completely eliminate the sentencing disparity between crack cocaine and powder cocaine." This was the first time that the Department of Justice had supported equalization of crack/powder cocaine sentencing.

    Mr. Breuer was one of several witnesses who testified at the April 30th hearing on "Restoring Fairness to Federal Sentencing: Addressing the Crack-Powder Disparity."On May 21, 2009, Mr. Breuer reiterated the Administration's position before the House Judiciary Subcommittee on Crime, Terrorism and Homeland Security's Hearing on: Unfairness in Federal Cocaine Sentencing: Is it Time to Crack the 100 to 1 Disparity?

  • Joint Statement of Thomas W. Hillier, II and Jon Sands at the April 29, 2009 U.S. Senate Hearing on Restoring Fairness to Sentencing: Addressing the Crack-Powder Disparity
    Thomas W. Hillier, II, Federal Public Defender, Western District of Washington, Chair, Federal Defender Legislative Expert Panel; Jon Sands, Federal Public Defender, District of Arizona, Federal Defender Sentencing Guidelines Committee, on behalf of the Federal Public and Community Defenders, before the Subcommittee on Crime and Drugs of the Senate Judiciary Committee
    This testimony urges the following reforms: (1) penalties for offenses involving the same quantity of crack and powder cocaine should be equalized at a level no greater than the current level for powder cocaine; (2) differences among offenses and offenders should be taken into account by the sentencing judge in the individual case, and aggravating circumstances should not be built into every sentence for crack cocaine; (3) the mandatory minimum for simple possession of crack cocaine should be repealed; (4) mandatory minimums should be repealed; (5) recidivist sentencing enhancements should be narrowly tailored to minimize their disparate impact on people of color; (6) enhanced penalties for drug distribution near protected zones should be repealed.

  • Statement of A.J. Kramer at the February 12, 2008 U.S. Senate Hearing on Federal Cocaine Sentencing Laws: Reforming the 100- to-1 Crack/Powder Disparity
    A.J. Kramer, Federal Defender, District of the District of Columbia, on behalf of the Federal Public and Community Defenders, before the Subcommittee on Crime and Drugs of the Senate Judiciary Committee
    This testimony urges Congress to make the following reforms: equalize the penalties for crack and powder cocaine at the current powder cocaine quantity levels; direct the USSC to review and, if appropriate, amend the guidelines applicable to all drug types, to account for aggravating and mitigating circumstances that may or may not be present in individual cases; repeal the mandatory minimum for simple possession of crack cocaine; repeal the mandatory minimum for all drug offenses; establish a pilot program for federal substance abuse courts; authorize the appropriation of additional funds for the defense of drug trafficking cases in the event Congress authorizes increased salaries and expenses for the prosecution of such cases. In A.J. Kramer's Supplemental Statement he also addresses DOJ's arguments against retroactive application of the crack cocaine amendments and refutes DOJ claims regarding the rates of violence and recidivism of crack cocaine offenders.

  • Statement of Michael S. Nachmanoff at the February 26, 2008 U.S. House of Representatives Hearing - Cracked Justice: Addressing the Unfairness in Cocaine Sentencing
    Michael S. Nachmanoff, Federal Defender, Eastern District of Virginia, on behalf of the Federal Public and Community Defenders, before the Judiciary Committee of the House of Representatives Subcommittee on Crime, Terrorism and Homeland Security
    This testimony provides additional support and statistics for many of the same arguments made in A.J. Kramer's Testimony & Supplemental Testimony (described above on this page) before the Senate Subcommittee on Crime and Drugs of the Senate Judiciary Committee.

  • DOJ Memo of May 1, 2009 on Department Policies and Procedures Concerning Sentencing for Crack Cocaine Offenses
    This memo from the Deputy Attorney General to all United States Attorneys directs prosecutors to "inform courts that the Administration believes Congress and the Commission should eliminate the crack/powder disparity, but that Congress has not yet determined whether or how to achieve a more appropriate sentencing scheme for crack and powder offenses. Until Congress acts, courts must exercise their discretion under existing case law to fashion a sentence that is consistent with the objectives of 18 U.S.C. § 3553(a). Prosecutors should be governed by the facts and circumstances of individual cases and existing law. They may indicate that they will not object to a reasonable variance in an average case."

  • 2007 USSC Report to Congress on Cocaine and Federal Sentencing Policy
    In this report, the Commission urges reform of the crack cocaine sentencing laws. Facts and arguments contained in the report may be very useful to practitioners defending crack cocaine cases.

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